Special Publication 800-41
Revision 1
Guidelines on Firewalls and
Firewall Policy
Recommendations of the National Institute
of Standards and Technology
Karen Scarfone
Paul Hoffman
Guidelines on Firewalls and Firewall
Policy
Recommendations of the National Institute of Standards and Technology
Karen Scarfone
Paul Hoffman NIST Special Publication 800-41
Revision 1
C O M P U T E R S E C U R I T Y
Computer Security Division
Information Technology Laboratory
National Institute of St andards and Technology
Gaithersburg, MD 20899-8930
September 2009
U.S. Department of Commerce
Gary Locke, Secretary
National Institute of Standards and Technology
Patrick D. Gallagher, Deputy Director GUIDELINES ON FIREWALLS AND FIREWALL POLICY
Reports on Computer Systems Technology
The Information Technology Laboratory (ITL) at th e National Institute of Standards and Technology
(NIST) promotes the U.S. economy and public welfare by providing technical leadership for the nation’s
measurement and standards infrastructure. ITL devel ops tests, test methods, reference data, proof of
concept implementations, and technical analysis to advance the development and productive use of
information technology. ITL’s responsibilities include the development of technical, physical, administrative, and management standards and guide lines for the cost-effective security and privacy of
sensitive unclassified information in Federal computer systems. This Special Publication 800-series reports on ITL’s research, guidance, and outreach efforts in computer security and its collaborative activities with industry, government, and academic organizations.
Certain commercial entities, equipment, or materials may be identified in this
document in order to describe an experimental procedure or concept adequately.
Such identification is not intended to imply recommendation or endorsement by the
National Institute of Standards and Technology, nor is it intended to imply that the
entities, materials, or equipment are necessa rily the best available for the purpose. National Institute of Standards and Technology Special Publication 800-41 Revision 1
Natl. Inst. Stand. Technol. Spec. P ubl. 800-41 rev1, 48 pages (Sep. 2009)
iiiGUIDELINES ON FIREWALLS AND FIREWALL POLICY
Acknowledgments
The authors, Karen Scarfone of the National Institu te of Standards and Technology (NIST) and Paul
Hoffman of the Virtual Private Network Consortium, wish to thank their colleagues who reviewed drafts
of this document and contributed to its technical content. The authors would like to acknowledge Tim
Grance, Murugiah Souppaya, Sheila Frankel, and Ga le Richter of NIST, and Matthew Goche, David
Klug, Logan Lodge, John Pearce, Noel Richards, A nne Roudabush, and Steven Sharma of Booz Allen
Hamilton, for their keen and insightful assistance throughout the development of the document. Special
thanks go to Brahim Asfahani of Booz Allen Hamilton for his contributions to early drafts of the
document. The authors also thank all the reviewers who provided feedback during the public comment
period, particularly Joel Snyder (Opus One), Ron Co lvin (National Aeronautics and Space Administration
[NASA]), Dean Farrington (Wells Fargo), Raffael Ma rty (Splunk), and David Newman (Network Test).
The authors also wish to express thei r thanks to the individuals and organizations that contributed to the
original version of the publication, including John Wack of NIST and Ken Cutler and Jamie Pole of the
MIS Training Institute, who authored the original version, and other contributors and reviewers—
particularly Peter Batista and Wayne Bavry (U.S. Treasury); Harriet Feldman (Integrated Computer
Engineering, Inc.); Rex Sanders (U.S. Geological Survey); and Timothy Grance, D. Richard Kuhn, Peter
Mell, Gale Richter, and Murugiah Souppaya (NIST).
ivGUIDELINES ON FIREWALLS AND FIREWALL POLIC
NIST.SP.800-41r1 Guidelines on Firewalls and Firewall Policy
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